The Senior Risk Manager – Workplace Retirement Products partners with leaders in the Wealth Management Advice & Solutions (WMAS) division to manage the risks associated with the Workplace Retirement products and services. Effectively controls the risks associated with business activities via the execution of firm's Enterprise Risk Management framework for identifying, assessing, treating, mitigating, monitoring, reporting and escalating risks.

Responsibility Summary:        Responsible for carrying out risk and control activities per the Enterprise Risk Management Program as well as any divisional-required elements.  Understands and advises team on division processes, historical risk results, firm policies/programs including all Enterprise Risk Management Program Framework and Standards. Primary focus includes issue/incident management, control assessment, critical business process mapping/inventorying, and risk assessment support including new projects and initiatives.  Assist Business Owners in ensuring policies, standards and procedures are consistent with Enterprise and Division policies and standards. Supports business risk owners in evaluating remediation strategies and control enhancements.Executes risk management procedural requirements for open high risks including root cause analysis, action plan development, evidence, and remediation documentation including supporting and challenging business risk owners on action plan effectiveness.Reviews emerging risk concerns and provides early warning on key risks with divisional leadership. Works to develop, inventory and report on KRIs for the division. Use a GRC to document risk issues and assessment data. Assists leadership in developing reporting and analyzing results for inclusion in risk forums.Acts as resource to business team and assists divisional associates.Assists in development of risk training and education to business partners. Assists divisional associates in understanding the Enterprise Risk Management Program.Stays informed on risk industry and educational/development opportunities.