At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all.
Senior Associate - FinCrime - Risk Management Services
At EY, you will have the chance to build a career as unique as you are, with the global scale, support, inclusive culture, and technology to become the best version of you. And we are counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all.
This is a role that requires the incumbent to own & execute global processes related to Client Due Diligence. The candidate should be comfortable working in an unstructured & complex environment requiring out of the box thinking, logical reasoning, sound communication skills and the ability to make quick choices.
The opportunity
The Supervising Analyst within the RMS-FinCrime team would be required to develop subject matter expertise in RMS (Risk Management Services) process and policies. An individual should be able to continuously add value to assigned processes and develop solutions for situations that may not have been previously documented. Process transitions will be an important part of this profile, and the candidate will be expected to spearhead & manage the entire transition life cycle including project scoping, documentation, execution, & improvement. Providing feedback to the team members and helping them to move the learning curve will be another aspect of this role.
Your key responsibilities
Technical expertise
Perform risk-based client due diligence on actual and potential clients of the firm in accordance with EY policy and procedure and ensure EY satisfies the AML regulatory requirements, which involves identifying management/ directors/ shareholders, amongst other procedures. Assess the risk level and perform the KYC requirements to be met depending on the type of client Assess the risk level and perform the Sanctions Checking requirements to be met depending on the type of client. Liaise with the engagement teams on the collection of KYC documentation. Initiating of AML assessment folders on behalf of engagement teams. Ensure completion and timely closure of cases through AML systems. Follow up with internal stakeholders (business/ risk management) until diligences are fully met. Report progress/ status of the AML completion process in the internal tool. Escalate issues to engagement teams and/or KYC Quality Reviewer and propose solutions/ alternatives. Understands key requirements of firm and regulators’ RM rules and guidance. Manages tasks and activities in a timely manner and is responsible for specific outcomes. Uses analytical and project management methodology and tools. Completes all assigned projects/tasks in line with the standard operating procedures Facilitates and drives the process to completion by following up on requests from Risk Management Consultants and assisting the client team Flags issues/potential challenges to the project managers at an appropriate time so that timely action can be initiated Builds a network of people within RMS and across the firm Provide feedback and facilitate gathering of feedback from the team members to continuously improve the processes.
Skills and attributes for success
Provides first point of contact for guidance to the team and only unanswered / new questions or queries are put to an onshore team Pledged for quality of output through internal review mechanisms Work allocation and ensuring delivery in agreed timelines Manage day-to-day administrative issues and communicating appropriately to the customers / project manager at GDS Responsible for achieving customer satisfaction measures / project critical success factors
To qualify for the role, you must have
B. Com, BBA, MBA, PGDBA, M.com from a reputed college with good academics. 3 - 5 years of experience in a research / analysis role Experience in one or more of the following subject areas: anti-money laundering (AML), transaction monitoring, know-your-customer (KYC) and customer due diligence (CDD), sanctions and compliance checking. Well-developed analytical, interpersonal, and communication (both verbal and written) skills in English Proficient in MS Office An awareness of recent global events linked to financial crime and sanctions. ICA/ACAMS or AML Certification is a must
Ideally, you’ll also have
Credible experience working in a fast-moving, client-driven environment Flexibility to work in rotational shifts as per geography supported
Technologies and Tools
Experience in MS office suites like Microsoft 365, MS excel, PowerPoint Key understanding of Machine Learning, Artificial Intelligence, PowerBI etc.
What you can look for
A Team of people with commercial acumen, technical experience, and enthusiasm to learn new things in this fast-moving environment A team which has its foundation in the core values of trust, respect, and teaming. The team which focuses on supporting its colleagues to excel in their respective domains and provides avenues to help acquire and demonstrate new skills. Opportunities to work with Global Executive risk management teams on strengthening and monitoring compliance framework
What we offer
EY Global Delivery Services (GDS) is a dynamic and truly global delivery network. We work across six locations – Argentina, China, India, the Philippines, Poland, and the UK – and with teams from all EY service lines, geographies, and sectors, playing a vital role in the delivery of the EY growth strategy. From accountants to coders to advisory consultants, we offer a wide variety of fulfilling career opportunities that span all business disciplines. In GDS, you will collaborate with EY teams on exciting projects and work with well-known brands from across the globe. We will introduce you to an ever-expanding ecosystem of people, learning, skills, and insights that will stay with you throughout your career.
Continuous learning: You will develop the mindset and skills to navigate whatever comes next. Success as defined by you: We will provide the tools and flexibility, so you can make a meaningful impact, your way. Transformative leadership: We will give you the insights, coaching and confidence to be the leader the world needs. Diverse and inclusive culture: You will be embraced for who you are and empowered to use your voice to help others find theirs.
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