We are seeking an Associate to manage and improve our complex regulatory reporting needs, providing an opportunity to gain extensive exposure across the Asset and Wealth Management function. This role involves executing both 'Run the Bank' and 'Change the Bank' functions, partnering with various business lines and departments. The candidate will independently promote change management projects, ensure timely and accurate resolutions of queries, and maintain up-to-date supporting documents, offering a chance to creatively problem solve on a broad scale.

As an Operations Center Expert in our Regulatory Operations team, you will be responsible for executing 'Run the Bank' and 'Change the Bank' functions. You will have the opportunity to work across various functions and businesses, creatively problem-solving on a broad scale. This role will provide you with extensive exposure and the chance to promote significant improvements in our regulatory reporting infrastructure.

Job Responsibilities:

Prepare, validate, and submit reports Oversee and manage regulatory inquiries Monitor RTB service deliveries (e.g., metrics dashboards) Govern reporting of RTB production metrics Own the E2E incident management process Execute data, process, and report quality reviews to ensure quality, accuracy, completeness, and timeliness Continuously improve by identifying common problems and fixing them sustainably Sustain RegOps service to efficiently and effectively meet future demand Proactively position RegOps service to help drive the regulatory agenda in the marketplace Foster an inclusive culture that enables all employees, colleagues, and partners to be their true selves in the working environment

 

Required qualifications, capabilities and skills

Minimum 6 years financial services experience with exposure / involvement in one or more of the following areas: Private Banking, reporting, intelligent automation, process improvement Working knowledge of various IA tool such as Alteryx, Python, UIPath, Tableau, etc and Financial services / Business consultancy background Builds a strong control framework and operates within that framework to ensure successful delivery of all our regulatory requirements Identifies, monitors, manages with metrics that matter  Understands regulatory domain and functions like credit, client onboarding etc. and continuously strives to improve, innovate, leverage Tech solutions fit for the future Developing policies, procedures, performance outcomes and standards that are aligned to meet all regulatory and controls standards. Supports, drives and influences the goals and strategies of business by taking initiative, engaging others, expressing ideas and challenging the status quo and effectively representing the Business function.  Demonstrates leadership, influencing and change management behaviors