Overview

Hire Resolve is seeking a Junior Portfolio Compliance Officer on behalf of our client, a leading African investment, savings, insurance, and banking group. This is an exciting opportunity for a detail-oriented and driven individual to join a dynamic team dedicated to delivering exceptional financial solutions. The successful candidate will play a crucial role in ensuring compliance with portfolio guidelines and regulatory requirements, contributing to the organization’s mission of sustainable long-term value creation.

Responsibilities 

Work with portfolio compliance officers, legal, and operations teams. Review, interpret, clarify, and sign off mandate guidelines and conditions. Assist in monitoring mandate guidelines and restrictions and establish automated/manual processes for compliance. Code mandate requirements and legislative rules within compliance systems like Charles River. Conduct peer reviews of coded rules. Interact with traders and portfolio managers to resolve compliance breaches and queries. Apply knowledge of relevant legislation, such as Regulation 28, CISCA BN90, Medical Aid Schemes Act, and others. Classify investment instruments as needed. Seek ways to continuously improve and refine portfolio compliance processes. Compile compliance monitoring reports. Resolve portfolio compliance issues and participate in related meetings. Address ad hoc compliance queries. Navigate and extract information from back-office systems.

Requirements 

Bachelor’s Degree, preferably BCom. Asset management experience is advantageous. Strong Excel skills are essential. Experience with portfolio compliance systems like Charles River and back-office systems such as Infostore and HiPortfolio is highly advantageous. Effective verbal and written communication skills. Ability to analyze complex data and identify compliance breaches. High attention to detail. Strong problem-solving abilities. Effective teamwork and collaboration skills. Adaptable to dynamic regulatory and market changes. Strong time management and task prioritization skills. Customer service orientation when addressing queries. Commitment to continuous learning and staying updated on regulatory changes. Strong interpersonal skills and ethical judgment. Proactive in seeking process improvements and addressing issues promptly.

Benefits

Salary: Negotiable

Contact Hire Resolve for your next career-changing move today

Apply for this role today, contact Gustav Vogel at Hire Resolve or on LinkedIn You can also visit the Hire Resolve website: hireresolve.us or email us your CV: gustav.vogel@hireresolve.us Please use “Portfolio Compliance Office” as your subject line when applying via email

We will contact you telephonically in 3 days should you be suitable for this vacancy. If you are not suitable, we will put your CV on file and contact you regarding any future vacancies that arise.

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