Mumbai, Maharashtra, India
16 hours ago
Equities Operations - Regulatory Reporting - Senior Associate

Are you looking for an exciting opportunity to join a dynamic and growing team in a fast paced and challenging area? This is a unique opportunity for you to work in the Equity Operations team to partner with the Business.

As an Associate, you will need to assume a strong regulation and infrastructure knowledge to ensure a first class service to salespeople, clients and other internal stakeholders. The ability to be flexible and work with different teams to solve complex problems and to bring issues to closure will be critical. You will need to effectively partner with numerous teams such as FO (Trading, Sales, and business management), Legal, Compliance, Middle Office and IB wide PMO teams on a daily basis.


 Job responsibilities:

Facilitating discussions to understand business needs and requirements  - driving prioritization and end-to-end project management with senior stakeholders. Liaising with stakeholders such as Development Team, Product Owners, Legal, Compliance to brief user requirement & proposing functional solutions. Working knowledge on Derivatives – Rates, Fixed Income, Equity, Commodity or FX. Knowledge of any of CFTC, ESMA, FCA, MIFID or SFTR desirable. Managing the full project life cycle implementation involving requirement analysis, requirement elicitation, impact analysis, validation testing & post implementation support. Adopting pragmatic approach in improvising on solutions and resolving complex business issues in a profound customer centric and systems driven approach. Develop and maintain documentation such as business requirements document, functional specifications, and process flows Regulatory Reporting Projects. Provide oversight on regulatory reporting issues / breaches, ensuring that root causes are understood and remediation plans in place.

Required qualifications, capabilities and skills:

Professionally qualified with minimum 7 years of experience in Operations or Middle office. Knowledge of Security Services or Fund Services operations is preferred. A highly motivated self-starter who enjoys learning and working in a fast-paced environment and shows attention to detail. Ability to negotiate and influence different levels of stakeholders. A results-focused and dynamic work ethic with a passion for problem solving. Facilitate and lead periodic calls with cross line of business, cross regional stakeholders. Prior experience in Technology, Private Banking, Regulatory Reporting, Intelligent Automation or Process Improvement would be beneficial. Excellent project management skills with the ability to plan, prioritize and deliver against deadlines.
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