In this role, you will lead a team of compliance professionals and attorneys  to support the continued growth of Edward Jones' investment advisory business and our commitment to helping serious, long-term investors achieve their financial goals. Your primary responsibilities will focus on maintaining and continually evolving our compliance program for a suite of discretionary and client-directed fee-based advisory offerings currently comprised of 5+ million accounts totaling more than $830 billion AUC. You will also be responsible for prioritizing numerous complex efforts simultaneously, while leading your team and partnering with other senior stakeholders to create innovative approaches to successfully achieve optimal solutions for our clients and branch teams. Additionally, you need a growth and adaptability mindset, strong collaboration skills, and the ability to foster meaningful and deep relationships across the organization. You will need to demonstrate strong leadership and achieve results through others.

Responsibility Summary:
• Lead team of attorneys and compliance officers providing wide-ranging guidance & compliance support to peers and leaders throughout EDJ to maintain & evolve the Firm's Compliance programs
• Interprets & continually develop in-depth knowledge of laws, rules & regulations and best practices
• Act as resource for firm strategy, knowledge and interpretation of rules, and potential rule changes as it relates to area of expertise and translate to strategic initiatives within various business areas
• Perform as SME on most advanced topics including tools/client solutions, may include providing expertise for content development and acting as SME for formal training programs
• Responsible for developing associates on the team
• Represent and/or lead department on division and firm committees/projects