Compliance Analyst - Chicago, IL
Archer Daniels Midland
ADM Investor Services has been a financial services leader in the futures brokerage industry for more than 50 years. We are a registered Futures Commission Merchant providing comprehensive services to retail, commercial and institutional clients. Our work is supported through a network of Introducing Brokers, non-clearing FCMs, branch offices, subsidiaries and sister companies across the United States and around the globe. ADMIS is a wholly-owned subsidiary of the Archer Daniels Midland Company (NYSE: ADM). Learn more at http://admis.com/.
ADM unlocks the power of nature to enrich the quality of life. We’re a premier global human and animal nutrition company, delivering solutions today with an eye to the future. We’re blazing new trails in health and well-being as our scientists develop groundbreaking products to support healthier living. We’re a cutting-edge innovator leading the way to a new future of plant-based consumer and industrial solutions to replace petroleum-based products. We’re an unmatched agricultural supply chain manager and processor, providing food security by connecting local needs with global capabilities. And we’re a leader in sustainability, scaling across entire value chains to help decarbonize our industry and safeguard our planet. From the seed of the idea to the outcome of the solution, we give customers an edge in solving the nutritional and sustainability challenges of today and tomorrow. Learn more at www.adm.com.
Compliance Analyst – Chicago, IL
ADM Investor Services, Inc.
This is an exempt level position.
Position Summary:
We are looking for a compliance analyst that supports various functions within the ADMIS Compliance Department including collecting, analyzing and summarizing data. This position will assist with the development of standardized reports for use by compliance staff and senior management. It interacts with various departments including ADMIS and ADM global affiliates, clearing exchanges, brokers and customers. The position reports to a compliance manager. We have a strong team that works well together. If you enjoy the pace of financial services this is the place for you. This position will follow a hybrid work schedule.
Job Responsibilities: Monitor and conduct surveillance to help ensure regulatory compliancePerform testing and reviews of activities against compliance policies and proceduresDevelop an understanding and working knowledge of systems, transaction flows and data used in the business.Perform testing and reviews of compliance policies and procedures.Drive in-depth investigations of customer account activity, including trading activity, deposit and withdrawal activity, and public domain activity, to completion. Assist in managing and documenting internal reviews and filing.Assist with special projects, global projects and execution of automation initiatives.Promotes the ADM Way and Core Values.Job Requirements:Bachelor’s degree in a business-related field2+ years of experience in a financial/compliance analyst roleAdvanced technical skills including Excel, Access and SQLStrong organizational skills and attention to detailCritical thinking and problem solving skillsAbility to work with globally diverse teamsAble to communicate in oral and written form with all levels of the organizationExperience in a collaborative culturally diverse and inclusive environmentDemonstrated technical and team leadership skills capable of contributing to a team to accomplish assigned projects.
ADM is an equal opportunity employer and makes employment decisions without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability and veteran status. This position offers a complete benefit package, including 401K/ESOP, pension, health, life and dental insurance.
This position offers a complete benefit package, including 401K/ESOP, pension, health, life and dental insurance.
ADM requires the successful completion of a pre-employment background check.
ADM is an Equal Opportunity Employer for minorities, females, protected veterans and individuals with a disability.
Excited about this role but don’t think you meet every requirement listed? We encourage you to apply anyway. You may be just the right candidate for this role or another one of our openings.
REF: 92292BR
ADM unlocks the power of nature to enrich the quality of life. We’re a premier global human and animal nutrition company, delivering solutions today with an eye to the future. We’re blazing new trails in health and well-being as our scientists develop groundbreaking products to support healthier living. We’re a cutting-edge innovator leading the way to a new future of plant-based consumer and industrial solutions to replace petroleum-based products. We’re an unmatched agricultural supply chain manager and processor, providing food security by connecting local needs with global capabilities. And we’re a leader in sustainability, scaling across entire value chains to help decarbonize our industry and safeguard our planet. From the seed of the idea to the outcome of the solution, we give customers an edge in solving the nutritional and sustainability challenges of today and tomorrow. Learn more at www.adm.com.
Compliance Analyst – Chicago, IL
ADM Investor Services, Inc.
This is an exempt level position.
Position Summary:
We are looking for a compliance analyst that supports various functions within the ADMIS Compliance Department including collecting, analyzing and summarizing data. This position will assist with the development of standardized reports for use by compliance staff and senior management. It interacts with various departments including ADMIS and ADM global affiliates, clearing exchanges, brokers and customers. The position reports to a compliance manager. We have a strong team that works well together. If you enjoy the pace of financial services this is the place for you. This position will follow a hybrid work schedule.
Job Responsibilities: Monitor and conduct surveillance to help ensure regulatory compliancePerform testing and reviews of activities against compliance policies and proceduresDevelop an understanding and working knowledge of systems, transaction flows and data used in the business.Perform testing and reviews of compliance policies and procedures.Drive in-depth investigations of customer account activity, including trading activity, deposit and withdrawal activity, and public domain activity, to completion. Assist in managing and documenting internal reviews and filing.Assist with special projects, global projects and execution of automation initiatives.Promotes the ADM Way and Core Values.Job Requirements:Bachelor’s degree in a business-related field2+ years of experience in a financial/compliance analyst roleAdvanced technical skills including Excel, Access and SQLStrong organizational skills and attention to detailCritical thinking and problem solving skillsAbility to work with globally diverse teamsAble to communicate in oral and written form with all levels of the organizationExperience in a collaborative culturally diverse and inclusive environmentDemonstrated technical and team leadership skills capable of contributing to a team to accomplish assigned projects.
ADM is an equal opportunity employer and makes employment decisions without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability and veteran status. This position offers a complete benefit package, including 401K/ESOP, pension, health, life and dental insurance.
This position offers a complete benefit package, including 401K/ESOP, pension, health, life and dental insurance.
ADM requires the successful completion of a pre-employment background check.
ADM is an Equal Opportunity Employer for minorities, females, protected veterans and individuals with a disability.
Excited about this role but don’t think you meet every requirement listed? We encourage you to apply anyway. You may be just the right candidate for this role or another one of our openings.
REF: 92292BR
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