Kwun Tong, Kowloon, Hong Kong
44 days ago
APAC Operations Control Management - Governance - Vice President

The Operations Control Management (OCM) team is responsible for oversight of the Firm's control environment for Corporate & Investment Bank (CIB) Operations and is part of the Firm's first line of defense. The team supports our Operations partners covering Business such as but not limited to Markets/Banking/Securities Services across 14 locations in the Asia Pacific (APAC) region, and collaborates with other stakeholders including Audit, Compliance, Front Office etc. both regionally and globally to supporting the overall control agenda for CIB.

As a Control Vice President within OCM, you will identify risks and design and execute controls to manage material risks, process and control design to effectively comply with applicable laws, rules, and regulations. Implementation of the risk management framework, including assess and manage risks when developing and implementing new, modified, or expansion of new products and services. You will be the team lead and primarily responsible to manage the governance team to execute programs across CIB in the region part of the CIB Operations Control Management Organization, and responsible to establish governance on centralized communications, risks & controls training & best practices and various control initiatives.  

Job responsibilities:

Manage a team to execute Control Programs and delivery high quality of data analytic management reports Promote and improve awareness of risk & control culture across the CIB Operations and develop governance training and best practice alongside Compliance and other stakeholders Partner with Compliance, & Technology to stay on top of data-related regulatory change initiatives Handle Finance / Business management associated tasks Accelerate digitalization of risk identification leveraging digital tools and Machine Learning

Required qualifications, capabilities, and skills:

At least 10 years of business management, operations or legal and compliance experience within financial services Bachelor's degree in Finance, Economics or other related disciplines Strong written and verbal communication skills The candidate must be self-motivated and resourceful with the ability to manage a team in a fast-paced, results-driven environment Demonstrated ability to interact and provide coaching with Team members and partners with other senior stakeholders to support the goals of the business Strong Project Management & Communication skills across platforms - emails, meeting facilitation, presentations, documentation

Preferred qualifications, capabilities, and skills:

Programming skills to assist automation agenda is an advantage.
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